I recently participated in an ACA webinar created for ICI Investment Management Conference attendees on the regulatory, financial, operational and distribution requirements of exchange-traded funds (ETFs). Alongside Joseph Higgins and Steve Feinour, we covered:
- The ETF ecosystem
- Differences between ETFs and other product offerings
- Key legal and compliance issues
- Service provider selection
- Series trust versus stand-alone
- Timely trends
- Distribution considerations
Don’t miss this on-demand event for the investment industry. Watch the video now.
Contact Jim Kaiser at email@example.com or a member of your service team to discuss this topic further.
Cohen & Company is not rendering legal, accounting or other professional advice. Information contained in this post is considered accurate as of the date of publishing. Any action taken based on information in this blog should be taken only after a detailed review of the specific facts, circumstances and current law.