Information to Assist You in Your Due Diligence Process
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Public Company Audit Practice (Public Funds) - As a registered public accounting firm, we are subject to PCAOB oversight and their regular on-site inspection process over our public company audit practice. For additional information regarding the scope of the PCAOB inspection program, listing of all registered public accounting firms, results of audit firm PCAOB inspection reports, and other Board public reports and rules, please see our PCAOB report here.
Non-Public Company Practice (Private Funds) – To comply with AICPA peer review requirements, we are subject to a Peer Review by another independent public accounting firm once every three years over the portion of our practice which is not subject to PCAOB inspections (non-issuers). For additional information regarding our results of the audit firm Peer Review report, please see our Peer Review Report here.
Custody Rule Requirements – Are investment funds subject to the custody rule requirements (as amended, effective date March 12, 2010), that rely on the annual audit provision for pooled investment vehicles, required to be audited by an audit firm registered with and subject to regular inspection by the Public Company Accounting Oversight Board (PCAOB)? Yes, the audit firm must be registered with and subject to regular inspection by the PCAOB.
Cohen & Company is committed to strategic, effective, and efficient use of technology. Relying on a broad range of technologies and processes, backed by a robust in-house IT team as well as strategic partnerships with outside vendors, we deliver industry leading business solutions. Please see here for more information on client security and cybersecurity.