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November 03, 2020 | Exchange-Traded Funds | Investment Company Audits | Mutual Funds

SEC Continues Modernization Efforts, Adopts Rule 18f-4 – Use of Derivatives

by Lori Novak

November 02, 2020 | Exchange-Traded Funds | Investment Company Audits | Mutual Funds

SEC Refreshes Its “Dear CFO Letters” Practice

by Frank Barrie

October 28, 2020 | Federal Tax Planning & Compliance

Fall Updates and Considerations Regarding PPP Loan Forgiveness

by Adam Hill

October 28, 2020 | Investment Company Audits | Registered Investment Advisors

SEC Modernizes Auditor Independence Rules

by Syed Farooq

October 23, 2020 | Alternative Investment Funds | Digital Assets | Investment Company Audits

Where Are We in the Cryptocurrency Maturity Cycle?

by Michelle Chopper

October 19, 2020 | Alternative Investment Funds | Collective Investment Trusts | Digital Assets | Exchange-Traded Funds | Fund Service Providers | Investment Company Audits | Master Limited Partnership Funds | Mutual Funds | Registered Investment Advisors

Investment Industry Wire | October 2020

by Julie Lowry

October 12, 2020 | Investment Company Audits | Private Company Audits | SOC Readiness and Compliance

Key Questions to Determine Whether Your Governance Structure is Meeting COSO Requirements


October 08, 2020 | Alternative Investment Funds | Digital Assets | Investment Company Audits

AICPA Updates Guidance on Accounting for Digital Assets, Focuses on Stablecoins and Fair Value

by Michelle Chopper