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August 11, 2020 | Exchange-Traded Funds | Investment Industry Services | Mutual Funds

SEC Proposes Engaging Dashboards and Revamp to Shareholder Reports and Disclosures for Retail Investors

by Syed Farooq

August 04, 2020 | Collective Investment Trusts | Exchange-Traded Funds | Fund Service Providers | Investment Industry Services | Mutual Funds

9 Trends That May Impact Your Registered Fund This Year

by Brett Eichenberger

July 21, 2020 | Alternative Investment Funds | Collective Investment Trusts | Commodity Trading Advisors | Cryptocurrency | Exchange-Traded Funds | Fund Service Providers | Investment Advisors | Investment Industry Services | Master Limited Partnership Funds | Mutual Funds

Investment Industry Wire

by Julie Lowry

September 26, 2019 | Exchange-Traded Funds | Investment Industry Services

SEC Rule 6c-11 Opens Door, Levels Playing Field for Exchange Traded Funds and Investors

by Jeff Haneline

July 03, 2018 | Exchange-Traded Funds | Investment Industry Services

Exchange-Traded Funds and Investment Company Liquidity Disclosures Addressed in Recent SEC Actions

by Marcy Kempf

October 02, 2017 | Exchange-Traded Funds | Investment Industry Services | Mutual Funds

IRS Rulings Show Willingness to Offer RICs Relief for Not Making Timely 853 Elections


June 20, 2017 | Exchange-Traded Funds | Fund Service Providers | Investment Advisors | Investment Industry Services | Master Limited Partnership Funds | Mutual Funds

PCAOB Adopts New Auditor Reporting Standard for U.S. Public Companies

by Peggy McCaffrey

February 10, 2017 | Alternative Investment Funds | Collective Investment Trusts | Exchange-Traded Funds | Investment Advisors | Investment Industry Services | Master Limited Partnership Funds | Mutual Funds

FASB Updates for the Investment Industry

by Marcy Kempf

February 03, 2017 | Exchange-Traded Funds | Fund Service Providers | Investment Industry Services | Mutual Funds

SEC Examination Priorities for 2017

by Peggy McCaffrey

October 28, 2016 | Exchange-Traded Funds | Investment Industry Services | Mutual Funds

SEC Adopts Final Rules on Liquidity Risk Management, Reporting Modernization and Swing Pricing

by Peggy McCaffrey