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All Authors
Abrams, Sean
Awad, Tarik
Bakale, Tony
Baptiste, Phil
Bechtel, Tom
Blake, Jami
Boffa, Alane
Boland, Jim
Boncher, Michael
Brilmyer, Marie
Britt, Sara
Burgett, Russ
Carney, Kevin
Cavalier, John
Charles, David
Chopper, Michelle
Coates, Brandon
Cohen, Ron
Corrigan, Maura
Cunningham, Matt
Detwiler, Sean
DiFranco, Joe
Dzik, Tina
Eichenberger, Brett
Elfers, Deb
Fiedler, Brian
Foster, Jessica
Fu, Ken
Fulesday, Brett
Grady, Jr., Dennis
Guarini, Steve
Haneline, Jeff
Hill, Adam
Hocking, Alex
Jiang, Caroline
Jones, Gordy
Kempf, Marcy
Klodnick, Keith
Kolk, Mike
Kovacs, Jeff
Laurila, Jay
Lee, Sarah
Lefcowitz, Josh
Lelko, Jim
Lisy, Jim
Lorenz, Cathleen
Lorenz, Mike
Lowry, Julie
Loychik, Lisa
MacKinlay, Rob
Madison, Chris
Mansfield, Kaitlin
Marcus, Dave
Mazzella, Marc
McCaffrey, Peggy
McGivney, Mike
McGovern, Sue
McLaughlin, Corey
Metzinger, Lisa
Myeroff, Randy
Nocera, Gina
Novak, Lori
Nussbaum, Nevin
Palmer, Kim
Pedersen, Cynthia
Polantz, Ray
Prengler, Hannah
Rager, Matt
Raghanti, Karen
Randall, Christian
Rice, Angel
Ringler, Olivia
Roan, Rachel
Rococi, Nicki
Rosing, Jim
Ryan, Phil
Santisi, Jenna
Schikowski, Mark
Schultz, Adam
Selick, Lindsay
Shengelya, Andreana
Simon, Trinette
Sobochan, Dave
Spalding, Nancy
Tapia, Jenny
Thomas, Justin
Truong, Stephenie
Velotta, Rob
Venables, Robert
Walsh, Kathy
Washburn, Mary
Weaver, Donna
White, Laura
Williamson, Jonathan
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September 26, 2019
| Exchange-Traded Funds | Investment Industry Services
SEC Rule 6c-11 Opens Door, Levels Playing Field for Exchange Traded Funds and Investors
by
Jeff Haneline
June 19, 2019
| Exchange-Traded Funds | News
Chief Insights Podcast: Can the Precidian ActiveShares ETF Structure Work for You?
May 13, 2019
| Exchange-Traded Funds | Investment Industry Services
SEC Clears Path for Precidian to Operate ActiveShares ETFs, Signals Big Changes for All Actively Managed Funds
by
Brett Eichenberger
July 03, 2018
| Exchange-Traded Funds | Investment Industry Services
Exchange-Traded Funds and Investment Company Liquidity Disclosures Addressed in Recent SEC Actions
by
Marcy Kempf
October 02, 2017
| Exchange-Traded Funds | Investment Industry Services | Mutual Funds
IRS Rulings Show Willingness to Offer RICs Relief for Not Making Timely 853 Elections
June 20, 2017
| Exchange-Traded Funds | Fund Service Providers | Investment Advisors | Investment Industry Services | Master Limited Partnership | Mutual Funds
PCAOB Adopts New Auditor Reporting Standard for U.S. Public Companies
by
Peggy McCaffrey
February 10, 2017
| Alternative Investment Funds | Collective Investment Trusts | Exchange-Traded Funds | Investment Advisors | Investment Industry Services | Master Limited Partnership | Mutual Funds
FASB Updates for the Investment Industry
by
Marcy Kempf
February 03, 2017
| Exchange-Traded Funds | Fund Service Providers | Investment Industry Services | Mutual Funds
SEC Examination Priorities for 2017
by
Peggy McCaffrey
October 28, 2016
| Exchange-Traded Funds | Investment Industry Services | Mutual Funds
SEC Adopts Final Rules on Liquidity Risk Management, Reporting Modernization and Swing Pricing
by
Peggy McCaffrey
September 15, 2016
| Exchange-Traded Funds | Investment Industry Services
Exchange Traded Managed Funds: What are they and how will they work?
by
Brett Eichenberger
December 17, 2015
| Exchange-Traded Funds | Investment Industry Services | Mutual Funds
Proposed SEC Liquidity Proposal: Mutual Fund and ETF Considerations
by
Alex Hocking
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