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December 09, 2020 | Fund Service Providers | Investment Company Audits | Mutual Funds

Half a Century Later, the SEC Modernizes its Fund Valuation Practices Framework

by Syed Farooq

November 03, 2020 | Exchange-Traded Funds | Investment Company Audits | Mutual Funds

SEC Continues Modernization Efforts, Adopts Rule 18f-4 – Use of Derivatives

by Lori Novak

November 02, 2020 | Exchange-Traded Funds | Investment Company Audits | Mutual Funds

SEC Refreshes Its “Dear CFO Letters” Practice

by Frank Barrie

October 28, 2020 | Investment Company Audits | Registered Investment Advisors

SEC Modernizes Auditor Independence Rules

by Syed Farooq

October 23, 2020 | Alternative Investment Funds | Digital Assets | Investment Company Audits

Where Are We in the Cryptocurrency Maturity Cycle?

by Michelle Chopper

October 19, 2020 | Alternative Investment Funds | Collective Investment Trusts | Digital Assets | Exchange-Traded Funds | Fund Service Providers | Investment Company Audits | Master Limited Partnership Funds | Mutual Funds | Registered Investment Advisors

Investment Industry Wire | October 2020

by Julie Lowry

October 12, 2020 | Investment Company Audits | Private Company Audits | SOC Readiness and Compliance

Key Questions to Determine Whether Your Governance Structure is Meeting COSO Requirements


October 08, 2020 | Alternative Investment Funds | Digital Assets | Investment Company Audits

AICPA Updates Guidance on Accounting for Digital Assets, Focuses on Stablecoins and Fair Value

by Michelle Chopper

September 23, 2020 | Assurance | Investment Company Audits | Private Company Audits

What Management Should Be Looking for Regarding Going-Concern Issues During COVID-19


July 23, 2020 | Investment Company Audits | Private Company Audits | SOC Readiness and Compliance

The 2 Questions (and More) Your Company Should Be Asking About Internal Controls and Fraud During COVID-19

by Steve Guarini

July 21, 2020 | Alternative Investment Funds | Collective Investment Trusts | Digital Assets | Exchange-Traded Funds | Fund Service Providers | Investment Company Audits | Master Limited Partnership Funds | Mutual Funds | Registered Investment Advisors

Investment Industry Wire | July 2020

by Julie Lowry

July 08, 2020 | Investment Company Audits | Private Company Audits

How to Account for Termination Benefits

by Tina Dzik