Filter Articles:

# articles
Showing
items per page
December 09, 2020 | Fund Service Providers | Investment Company Audits | Mutual Funds

Half a Century Later, the SEC Modernizes its Fund Valuation Practices Framework

 by Syed Farooq
November 03, 2020 | Exchange-Traded Funds | Investment Company Audits | Mutual Funds

SEC Continues Modernization Efforts, Adopts Rule 18f-4 – Use of Derivatives

 by Lori Novak
November 02, 2020 | Exchange-Traded Funds | Investment Company Audits | Mutual Funds

SEC Refreshes Its “Dear CFO Letters” Practice

 by Frank Barrie
October 28, 2020 | Investment Company Audits | Registered Investment Advisors

SEC Modernizes Auditor Independence Rules

 by Syed Farooq
October 23, 2020 | Alternative Investment Funds | Digital Assets | Investment Company Audits

Where Are We in the Cryptocurrency Maturity Cycle?

 by Michelle Chopper
October 19, 2020 | Alternative Investment Funds | Collective Investment Trusts | Digital Assets | Exchange-Traded Funds | Fund Service Providers | Investment Company Audits | Master Limited Partnership Funds | Mutual Funds | Registered Investment Advisors

Investment Industry Wire | October 2020

 by Julie Lowry
October 12, 2020 | Investment Company Audits | Private Company Audits | SOC Readiness and Compliance

Key Questions to Determine Whether Your Governance Structure is Meeting COSO Requirements
October 08, 2020 | Alternative Investment Funds | Digital Assets | Investment Company Audits

AICPA Updates Guidance on Accounting for Digital Assets, Focuses on Stablecoins and Fair Value

 by Michelle Chopper
September 23, 2020 | Assurance | Investment Company Audits | Private Company Audits

What Management Should Be Looking for Regarding Going-Concern Issues During COVID-19
July 23, 2020 | Investment Company Audits | Private Company Audits | SOC Readiness and Compliance

The 2 Questions (and More) Your Company Should Be Asking About Internal Controls and Fraud During COVID-19

 by Steve Guarini
July 21, 2020 | Alternative Investment Funds | Collective Investment Trusts | Digital Assets | Exchange-Traded Funds | Fund Service Providers | Investment Company Audits | Master Limited Partnership Funds | Mutual Funds | Registered Investment Advisors

Investment Industry Wire | July 2020

 by Julie Lowry
July 08, 2020 | Investment Company Audits | Private Company Audits

How to Account for Termination Benefits

 by Tina Dzik