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About Our Services

We offer tailored solutions — whether private company or owner; public or private fund, adviser or fund service provider; or Fortune 1000 enterprise. Learn how we can help you.

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Assurance Services

Employee Benefit Plan Audits Internal Controls Investment Company Audits Private Company Audits SOC Readiness & Compliance

Tax Services

Federal Tax Planning & Compliance High Net Worth & Wealth Transfer International Filings & Structuring Investment Company Tax State & Local Tax Tax Credits & Incentives Transaction Tax Planning

Advisory Services

Business Valuations Data & Insights Digital Finance Solutions IT Strategy & Implementation M&A Advisory Outsourced Accounting Solutions Risk Assurance & Advisory Transaction Services Turnaround & Restructuring

Our Industry Expertise

Our industry experience means you can find professionals who speak your language and bring earned insights to the table. Learn how we can help you.

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Key Industries

Digital Assets Investment Companies Manufacturing Private Companies Private Equity Real Estate & Construction Technology & Life Science
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Knowledge Center

Our team wants to help your team stay up to date. Browse our thought leadership, events and news for insights and a point of view on business-critical topics.

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Insights

Browse valuable articles and publications our experts have written to help you and your organization answer key questions — and consider new ones.

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Events

Join us in person and online for events that address timely topics and key business considerations.

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News

Find out what is happening at Cohen & Company, from industry recognitions and growth updates, to where we are contributing to important media stories.

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People
Foundational Principles In the Community Diversity, Equity & Inclusion Technical Excellence Alumni TIAG Membership
Why Cohen & Company Our Culture Total Rewards & Benefits Intern & Entry Level Opportunities Experienced Opportunities
Akron, OH Baltimore, MD Chicago, IL Cleveland, OH Detroit, MI Milwaukee, WI New York, NY Philadelphia, PA Pittsburgh, PA St. Clair Shores, MI Youngstown, OH
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Investment Companies

Collective Investment Trusts

News

Cohen & Company Closes Deal with BBD’s Investment Management Group

Combined team becomes second-largest ETF auditor and fourth-largest registered funds auditor in U.S.

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Top-Tier Efficiency and Service for Your CIT

Our firm’s focused, team-based audit approach and experience — specifically with rules and compliance related to the Employee Retirement Income Security Act of 1974 (ERISA) — offers expertise and insight to the niche area of Collective Investment Trusts (CITs). Even though these pooled investment vehicles do not have SEC regulatory and reporting burdens, CITs have their own unique set of complex reporting requirements and often are limited with respect to who can invest in them. Additionally, many CITs are funded by employee benefit plans, rendering CITs subject to ERISA regulatory requirements.

We work with CITs ranging from newly seeded funds with $100,000 in net assets to those with substantial asset levels and include highly respected and recognizable names in the industry. Our hands-on approach to these funds combined with our technical depth surrounding audit and accounting issues affecting the investment industry allow for an efficient and service-oriented approach that cannot be matched by our competitors.

Our CIT Client Profiles

Our representative client types include a variety of operating structures, fund types and investment compositions:

  • Trusts with multiple funds

  • Multi-class funds

  • Newly established funds

  • Experience with various trust companies and fund service providers nationwide

  • Other operating structures and fund types, including fund-of-funds

  • Portfolio compositions, asset classes and complex investments:

  • International, global equities, and emerging markets funds

  • Real estate funds

  • Large, mid, small and micro-cap equity funds

  • Long-short funds

  • Fixed income funds:

  • Muni, corporate, asset-backed, mortgage-backed, high-yield and illiquid bonds

  • Derivatives, including futures, options, commodity-linked securities and swaps

  • Pass-through investments such as partnerships, QPTPs and REITs

  • Collective Investment Trust Services

  • Comprehensive audit services

  • Form 5500 preparation and filing

Meet Our Leadership

Marcy Kempf, CPA

Partner in Charge, Markets & Industries
Partner, Assurance
mkempf@cohencpa.com
414.203.6328

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