Date:

Thursday, October 5 

Time: 

2-3 p.m. EDT

Moderator: 

• Martin Dean, President, Northern Lights Compliance Services 

Speakers: 

• Brett Eichenberger, Partner & Market Leader, Registered Funds, Cohen & Company 
• Jim Colatino, SVP, Financial Administration, Ultimus Fund Solutions
• Bill Kimme, SVP, Senior Compliance Officer, Northern Lights Compliance Services

Event Details: 

As we pass the one-year anniversary of the compliance date for the SEC’s Rule 2a-5, Cohen & Company and Ultimus invite you to join us as we consider all that has been learned in the past year regarding good faith determinations of fair value.
  
As you continue to navigate the impact of this rule on your funds, we’ll help you to consider:

• Best practices for advisers
• Board oversight and reporting
• Auditor responsibilities

Don’t miss what is sure to be a lively, and timely, conversation. Register now! 

Co-sponsored by: