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July 09, 2019 | Investment Advisors | Investment Industry Services

9 Notable Changes to Final 2020 Global Investment Performance Standards (GIPS)

by Lindsay Selick

September 20, 2018 | Investment Advisors | Investment Industry Services

GIPS 2020 Clarifies Standards, Makes Significant Changes

by Lindsay Selick

July 27, 2017 | Investment Advisors | Investment Industry Services

Guidance Statement on Broadly Distributed Pooled Funds Provides Clarity

by Lindsay Selick

June 20, 2017 | Exchange-Traded Funds | Fund Service Providers | Investment Advisors | Investment Industry Services | Master Limited Partnership | Mutual Funds

PCAOB Adopts New Auditor Reporting Standard for U.S. Public Companies

by Peggy McCaffrey

March 16, 2017 | Investment Advisors | Investment Industry Services

Custody Rule Clarified: SLOAs Mean RIAs Have Custody of Client Assets

by Mark Schikowski

February 22, 2017 | Alternative Investment Funds | Fund Service Providers | Investment Advisors | Mutual Funds

OCIE Identifies 5 Compliance Areas Most Frequently Cited in Deficiency Letters to RIAs

by Mark Schikowski

February 10, 2017 | Alternative Investment Funds | Collective Investment Trusts | Exchange-Traded Funds | Investment Advisors | Investment Industry Services | Master Limited Partnership | Mutual Funds

FASB Updates for the Investment Industry

by Marcy Kempf

September 11, 2013 | Investment Advisors | Investment Industry Services

Transfers to Investment Companies: Pitfalls of Secs. 351 And 721

by Rob Velotta