Lessons Learned the Hard Way: Regulatory Enforcement Stories for the Private Equity Industry

Date: Thursday, April 22 2021 Time: 11:30 a.m. – 1:00 p.m. Location: Webinar

Join us and other PE operations, compliance and executive leaders to learn about the SEC's latest cases and participate in a discussion centered around strategic best practices to help minimize your regulatory risks.

Presenter:

Todd Cipperman, Founding Principal, Cipperman Compliance Services
 

Program Agenda:

Welcome and Introductions 11:30 a.m.
Lessons Learned from the SEC 11:45 a.m.
Questions and Discussion 12:40 p.m.

Participants will earn 1.0 CPE Credit for the program.

Field of Study: Business Management  
Additional Information:
Prerequisites: Open to clients, alumni and friends of the firm with experience in accounting, finance or management
Advanced Preparation: None Required
Program Level: Overview
Delivery Method: Group-Internet Based
Seminar Policies: There is no fee for this webinar; cancellations are to be made no later than two business days prior to webinar date. For more information regarding concerns or program cancellation policies, please contact our office at 216.774.1236 or jnovotny@cohencpa.com.

Cohen & Company is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.